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THOUGHT LEADERSHIP

Three green leaves
September 18, 2020
Sustainable Finance and Climate Change Risk in Financial Services: For Insurers
An update on the key global, European, and UK regulatory developments applicable to the insurance sector.
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Displaying Thought Leadership item(s) associated with lawyer Lawrence West
1/2Next 21 results
 
  • September 05, 2013
     
    Ripples As a public company executive officer or general counsel, how should you deal with a disgruntled employee who is or could be an award-seeking SEC whistleblower?
     
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  • May 23, 2013
     
    Legal books This primer includes information about SEC rules that determine whether an attorney can blow the whistle on a client and seek a monetary award.
     
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  • April 26, 2013
     
    Offices_003 What is worse than facing an employee whistleblower spawned SEC investigation? An investigation plus allegations of retaliation against the whistleblower.
     
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  • February 19, 2013
     
    Wooden gavel A discussion of these rules and their relation to other anti-retaliation laws, including the anti-retaliation provisions of the Sarbanes-Oxley Act.
     
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  • June 21, 2012
     
    Ionic column No awards have been paid under the whistleblower program, but recent comments by outgoing chief of SEC's Office of Market Intelligence should put companies on notice.
     
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  • March 18, 2010
     
    1st Circuit declines to extend reach of rule 10b-5(b) to cover statements ‘impliedly’ made by underwriters.
     
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  • 11 August 2009
     
    Director Khuzami and Chairman Schapiro reimagine Division of Enforcement, raising ante in investigations in wake of Madoof debacle.
     
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