Search Thought Leadership


To refine your search select a single option or a combination of options:

reset
 

THOUGHT LEADERSHIP

Legal books
September 30, 2020
Securities Litigation Trends During Covid-19
In an article for Bloomberg Law, partners Blair Connelly and Colleen Smith and associate Cindy Guan, explore patterns emerging in securities litigation in the age of the pandemic.
Share
view
Displaying Thought Leadership item(s) about Commodity Futures Trading Commission (CFTC)
12 results
 
  • February 01, 2019
     
    financial graph The CFTC’s proposal would largely codify existing exemptive, interpretive, and no-action relief in response to Project KISS market feedback.
     
    Share
    view
  • May 03, 2018
     
    Finance - Graph Reflection Best execution is currently a hot topic for global regulators and the past year has seen notable regulatory focus in this area. Amid this development, firms are recommended to review their global best execution compliance practices.
     
    Share
    view
  • December 09, 2016
     
    Detail of a court building Salman reaffirms Dirks and holds that a “gift” of inside information to a trading relative or friend continues to meet the personal-benefit requirement.
     
    Share
    view
  • September 12, 2016
     
    Economic Growth Chart The NYU School of Law’s Compliance and Enforcement Blog features Latham lawyers’ overview of the CFTC’s whistleblower program and analysis of proposed amendments.
     
    Share
    view
 
 
Notice: We appreciate your interest in Latham & Watkins. If your inquiry relates to a legal matter and you are not already a current client of the firm, please do not transmit any confidential information to us. Before taking on a representation, we must determine whether we are in a position to assist you and agree on the terms and conditions of engagement with you. Until we have completed such steps, we will not be deemed to have a lawyer-client relationship with you, and will have no duty to keep confidential the information we receive from you. Thank you for your understanding.