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March 19, 2020
GDPR and COVID-19: What Companies Need to Know
Effective measures to combat data risks resulting from COVID-19 include processing personal data, but companies must balance privacy rights and employee health.
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Displaying Thought Leadership item(s) about Securities Litigation & Professional Liability
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  • December 20, 2019
     
    Stock ticker board Latham & Watkins has been at the forefront of the development of the direct listing, an innovative “going public” alternative to the traditional IPO, with the potential to deter private plaintiffs from bringing claims under Section 11 of the Securities Act of 1933.
     
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  • July 11, 2019
     
    Legal Book Latham lawyers discuss a key appellate court ruling that ups the ante for Investment Advisers Act violations in a post for the Harvard Law School Forum on Corporate Governance and Financial Regulation.
     
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  • February 22, 2019
     
    Cryptocurrency Encryption In an article for Insights: The Corporate & Securities Law Advisor, Latham lawyers explain that recent SEC actions reinforce its commitment to applying traditional securities markets regulation in the cryptocurrency markets. They also signal the potential next frontier for SEC enforcement in 2019.
     
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  • November 06, 2018
     
    Finance - Graph Reflection The 9th US Circuit Court of Appeals likely put to rest Northstar Financial Advisors' decade-old lawsuit against several Schwab entities. San Francisco litigators share potential implications with The Daily Journal.
     
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  • October 29, 2018
     
    Dept of Justice 02 Analysis by Latham litigators published in Law360 explains how the imposition of a corporate monitor in a criminal case can be significant and enduring.
     
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  • September 26, 2018
     
    Finance - Graph Reflection Latham lawyers pen an article for Law360 regarding comments FINRA Enforcement head Susan Schroeder has offered member firms on arguments most likely to move FINRA to decline an Enforcement action.
     
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  • May 01, 2018
     
    Financial Chart A guide for public company directors, officers, and in-house counsel.
     
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